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ORX L2 3. Internal Systems Security (for profit) 1. External Theft and Fraud (General) 2. External Systems Security (for profit) ɎɎ 3. Employment Diversity and Discrimination 1. Suitability, Disclosure and Fiduciary 2. Improper Business or Market Practices 4. Selection, Sponsorship and Exposure Technology and Infrastructure Failures 1. Transaction Capture, Execution a
1. Theft and Fraud 2. Unauthorized Activity 1. Willful Damage and Terrorism Ɏ 2. Systems Security-Willful Damage 1. Employee Relations 2. Safe Workplace Environment 3. Product Flaws 5. Advisory Activities 1. Disasters and Other Events 2. Accodemts and Public Safety 4. Monitoring and Reporting
ORX L1 Disasters and Public Safety Technology and Infrastructure Failures Execution, Delivery and Process
Internal Fraud External Fraud Malicious Damage Employee Practices and Workplace Safety Clients, Products and Business Practices Management
Comparison of Basel and ORX Event Type Grids
Basel L2 1. Suitability, Disclosure and Fiduciary 2. Improper Business or Market Practices 4. Selection, Sponsorship and Exposure 1. Transaction Capture, Execution and Maintenance 2. Customer Intake and Documentation 3. Customer/Client Account Management
1. Theft and Fraud 2. Unauthorized Activity 1. Theft and Fraud ext. 2. Systems Security 1. Employee Relations 2. Safe Environment 3. Diversity and Discrimination 3. Product Flaws 5. Advisory Activities Natural Disasters Systems 4. Monitoring and Reporting 5. Financial Counterparty Event 6. Vendor Event ၥਟپྛȈhttp://www.orx.org/fpdb/ORX-Reporting-Standards-v
Basel L1 Damage to Physical Assets ɎThis category will be mapped to Basel L2 Natural Disasters. ɎɎThis category will be mapped to Basel L2 Systems.
3-8! Internal Fraud Employee Practices and Workplace Safety Clients, Products and Business Practices Business Disruptions and System Failures Execution, Delivery and Process Management
ߒ External Fraud
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