Page 52 - 銀行家雜誌第71期
P. 52
ೊᓃ༑ᕚ
బ༺(Fidelity)݊˴ਗό၍ଣ
ྡ2̨ᝄΝਿږቖਯஷ༩ʱ̺
ਿږٙ˾ڌdՉ၍ଣʘ༟ପ
ᅼ2014ϋଋݴ̈247ᄂߕ
120 █ 保險公司 █ 證券公司 █ 銀行 █ 投信公司
ʩdϾਗόਿږٙ˾ڌމ 100
14.4% 15.7% 16.3%
ቜdՉ၍ଣʘ༟ପᅼۆɪʺ 80 3.3% 3.4% 3.9%
1,888ᄂߕʩf 60
63.4% 63.5% 64.1%
˸ҳڦุԸႭd2014 40
20
ϋ˴ਗό၍ଣਿږଋݴ̈920 18.8% 17.3% 15.8%
0
%
ᄂߕʩdϾਗό၍ଣਿږۆ 2010 2011 2012
資料來源:Stewart Aldcroft, 2014,"Taiwan-Asia's Mutual Funds Giant", Citi Investor Services
ଋݴɝ1,560ᄂߕʩfܘᜑ್
ٙd˴ਗό၍ଣਿږʊနό
ฆdЇˇͦۃʊϓމᑘ˰ޫ್ ٙҳڦʮ̡༰ᗭɪɨՉ˓dШ ࡰʘᑚཇՓܓ݊˸ࡈɛቖਯุ
ٙତf ίІлਗዚٙᚨԴɨdҢࡁ̙ ᐶה੭Ըٙᆤږމ˴dֵᑚٙ
˸ཫಂᗳЧٙԫࢵʥึܵ ʱ̕ᑚཇˢԷԨʔ৷d
ࡡΪ3j ᚃ೯͛f ΪϤdଣৌਖ਼ࡰ̙ঐึΪމҳ
ˇᅰਿږଣɛςʔ ɰ͍͉๕ٙਂج݊ ڦʮ̡הપ̈ٙڮቖਖ਼ࣩdϾ
ҷ ᜊ ਿ ږ ଣ ɛ ٙ ᑚ ཇ Փ ˏኬ܄˒ਗ਼༟ږᔷɝίڮቖਖ਼
ҳ༟ɛၾਿږଣɛٙͦ ܓdԷνܔַͭᑚ༟ࠇ ࣩʕʘਿږdϾڢਿ܄˒ʘ
ᅺხᗭ͵Ӊ͵ᒈdπίഹʔ (Deferred compensation лूϾપᑥΥቇٙਿږf
ʃٙ˾ଣɛਪᕚ(A g e n c y s c h e m e s ) א ᑚ ༟ ॰ ӺՉࡡΪ̙ঐΪމ࿁܄˒Ⴉ
Problem)dۃ٫ࠅӋٙ݊ਿږ (Clawback)ഃዚՓd˸ࠥ ᗆʔΌࠦאଉɝdᒱႭ݊˸
ଋ࠽ٙϓڗdϾܝ٫Ӌٙ݊ Эޟא͉࣬Ӂഒਿږଣɛ༼ ܄˒މኬΣ̹ٙఙБቖdШԫ
ࡈɛᑚཇৌబٙϓڗdίІл جٙႰΪf ྼɪʥ್ַ݊ᚃᔚܠၪٙପۜ
ਗዚٙᚨԴɨdਿږଣɛϞ ኬΣਂجdႾʘ˸ήಡόٙΌ
ԑٙႰΪԫ༰৷ࠬᎈٙҳ ࡡΪ4j ࡰᘩቖf
༟dޟЇ⪜ϾԐᎈ༷Ԑجܛ ᆤږᅂᚤቖਯ٫પᑥପۜ ਞϽՈϞආӉٙeۃᓼ
ᗙᇝdɰΪϤҳڦʮ̡ٙ࿌ࣩ ਂجٙʘΝਿږቖਯ
ᄴ̈ʔᇊf ̨ᝄʘΝਿږʘቖਯஷ༩ ˙όd˸ߵމԷdІ2012
Է ν2010 ϋ ̨ ᝄ ೯ ͛ ə ʱމვБeᗇՎʮ̡eڭᎈʮ ϋ 1 2 ˜ ৎ d ߵ ږ ፄ ਕ
ޮ͍ࣩdᒱ್ږ၍ึԫ ̡˸ʿҳڦʮ̡dՉʕ̕ˢ௰ ၍ଣ҅(Financial Services
ܝ࿁ҳڦ࢝කΌࠦݟdШ ৷٫މვБஷ༩dԱྡ2ʘ༟ Authority, FSA)ຫ˟ዹͭৌਕ
ཞʔɮɦટഹ೯͛ə౷ࣸ ࣘᜑͪdვБஷ༩̕ˢ৷༺60 ᚥਪ(Independent Financial
ࣩdڌͪ˴၍ዚᗫމϤ̋੶ ĈdՉቱஷ༩ٙ̕ˢޫʔՑ20 Advisor, IFA)ϗ՟ପۜʘቖਯ
္၍ҳڦʮ̡ٙɢ༸dᜫʔӽ Ĉf͟ʱვБΝุଣৌਖ਼ ˓ᚃ൬dՉϗ൬˙όҷ˸ԫ
52 ̨ᝄვБ2015.11˜

